DFX Intelligence
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Registered advisor
S•••• C••••••••• G•••••
Feed of 09/15/2026
Also filed as S•••• G••••••••• C• G•••••
At current firm
2 y
since Dec 13, 2023
In the industry
19 y
since Aug 10, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Dec 13, 2023 · Virginia Beach, Va
- W•••• F•••• A••••••• wirehouseMar 11, 2008 to Nov 29, 2023 · North Chesterfield, Va
- A••••••••• F•••••••• S•••••••• L•• national BDNov 9, 2007 to Jan 31, 2008 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••left Nov 29, 2023, registered Dec 13, 2023 (14 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Jan 31, 2008, registered Mar 11, 2008 (40 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedNov 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address