DFX Intelligence
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Registered advisor
C•••• S• O••••
Feed of 09/14/2026
Also filed as C•••• S• O•••••
At current firm
4 y
since May 17, 2022
In the industry
19 y
since May 1, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 17, 2022 · Hampton, Nh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to May 16, 2022 · Boston, Ma
- S•••••••• A••••••• L•• national BDJun 2, 2011 to Jul 13, 2018 · Burlington, Ma
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to L•• F•••••••• L••left May 16, 2022, registered May 17, 2022 (1 day) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedMay 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address