DFX Intelligence
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Registered advisor
B••••• A• S••••••
Chartered Financial Consultant
Feed of 09/19/2026
Also filed as B••• A•••• S••••••••• A•••• S••••••
At current firm
10 y
since Jan 15, 2016
In the industry
19 y
since Jul 3, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
13
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••• independent RIA currentsince Sep 18, 2026 · Moreno Valley, Ca
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jan 15, 2016 · Irvine, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 24, 2008 to Jan 25, 2016 · Norco, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Jan 25, 2016, registered Jan 15, 2016 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address