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Registered advisor
C•••••••• W•••
Feed of 09/15/2026
Also filed as C•••••••• C••••• C••••••••• C••••• T••••••••• C• W•••
At current firm
7 y
since Dec 18, 2018
In the industry
19 y
since Jun 26, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Dec 18, 2018 · New York, Ny
- M••••• S•••••• wirehouseSep 6, 2016 to Dec 11, 2018 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 11, 2013 to Aug 16, 2016 · Wellesley Hills, Ma
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 11, 2018, registered Dec 18, 2018 (7 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 16, 2016, registered Sep 6, 2016 (21 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address