DFX Intelligence
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Registered advisor
T••••• J••• D•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T••••• J••• D••••••••• J••• D••••••••• D•••••••
At current firm
3 y
since Feb 10, 2023
In the industry
14 y
since Jun 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Feb 10, 2023 · Litchfield Park, Az
- U•• F•••••••• S••••••• I••• wirehouseMay 2, 2018 to Feb 10, 2023 · Phoenix, Az
- S•••••••• A••••••• L•• national BDJan 15, 2014 to Nov 2, 2016 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to C•••••• S••••• • C••• I•••left Feb 10, 2023, registered Feb 10, 2023 (0 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••••• A••••••• L•• to U•• F•••••••• S••••••• I•••left Nov 2, 2016, registered May 2, 2018 (546 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedFeb 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address