DFX Intelligence
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Registered advisor
M•••••• J•••• M•••••
Feed of 09/14/2026
At current firm
13 y
since May 17, 2013
In the industry
18 y
since Jul 12, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince May 17, 2013 · Canton, Oh
- P•• W••••• M••••••••• BD affiliatedNov 18, 2009 to May 10, 2013 · Solon, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to C••••••• S••••••••• I•••left May 10, 2013, registered May 17, 2013 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address