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Registered advisor
J••••• K•••• S••••
Feed of 09/14/2026
Also filed as J••••• S••••••••• K•••• S••••••••• S••••••••• K• S••••
At current firm
12 y
since Jun 19, 2014
In the industry
16 y
since Dec 2, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 19, 2014 · Belmont, Nc
- T• A••••••••• I••• formerAug 22, 2011 to Feb 13, 2014 · Columbia, Sc
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 13, 2011 to Feb 13, 2014 · Columbia, Sc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedDec 8, 2009 to Feb 2, 2011 · Columbia, Sc
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to A••••• A•• P••••••• S•••••••left Feb 13, 2014, registered Jun 19, 2014 (126 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Feb 13, 2014, registered Jun 19, 2014 (126 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 2, 2011, registered Jul 13, 2011 (161 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address