DFX Intelligence
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Registered advisor
S••••• K•••• H•••••
Feed of 09/14/2026
Also filed as S••••• K•••• H••••••••• K• H•••••
At current firm
10 y
since Sep 14, 2016
In the industry
19 y
since Sep 13, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 14, 2016 · Lakeland, Fl
- L•• F•••••••• L•• BD affiliatedOct 16, 2009 to Mar 27, 2014 · The Villages, Fl
- M••••• S•••••• • C•• L•• unclassifiedSep 18, 2007 to May 20, 2008 · Winter Haven, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to T••••• A••••••• S•••••••• I•••left Mar 27, 2014, registered Sep 14, 2016 (902 days) · Other
- M••••• S•••••• • C•• L•• to L•• F•••••••• L••left May 20, 2008, registered Oct 16, 2009 (514 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address