DFX Intelligence
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Registered advisor
M•••••• V• C•••••••••
Feed of 09/15/2026
Also filed as M•••••• V• C••••••••• V••••••• C•••••••••
At current firm
1 y
since Mar 31, 2025
In the industry
18 y
since Oct 18, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Roanoke, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDJun 19, 2015 to Jul 13, 2018 · Westlake, Tx
- T• A••••••••• I••• formerFeb 26, 2009 to Jun 1, 2015 · Fort Worth, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2009 to Jan 18, 2012 · Plano, Tx
- M•• F•••••••• S•••••••• I••• formerJan 29, 2008 to Mar 4, 2009 · Highland Village, Tx
All 6 prior registrationsShow fewer
- E•••••••• A•••••••• L•• national BDOct 19, 2007 to Dec 12, 2007 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••• to S•••••••• A••••••• L••left Jun 1, 2015, registered Jun 19, 2015 (18 days) · Other · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 18, 2012, registered Feb 26, 2009 (-1056 days) · channel change inside one enterprise, not a move
- M•• F•••••••• S•••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 4, 2009, registered Feb 26, 2009 (-6 days) · Other
All 6 movesShow fewer
- E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left Dec 12, 2007, registered Jan 29, 2008 (48 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address