DFX Intelligence
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Registered advisor
W•••••• G••••• B••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since Oct 9, 2015
In the industry
18 y
since Oct 26, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Oct 9, 2015 · Lilydale, Mn
- U•• F•••••••• S••••••• I••• wirehouseOct 15, 2013 to Oct 20, 2015 · St Paul, Mn
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to C••••••••• F•••••••• N••••••left Oct 20, 2015, registered Oct 9, 2015 (-11 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address