DFX Intelligence
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K•••• O• B••••••
As of · the IAPD feed; also filed as K•••• O• B••••••••• O• B••••••••• B••••••
- At current firm
- 4 y
- In the industry
- 14 y
- Prior registered firms
- 0
- Signals
- 0
since Apr 19, 2022
As of · the IAPD feed; also filed as K•••• O• B••••••••• O• B••••••••• B••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 19, 2022 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address