DFX Intelligence
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Registered advisor
D••• W•••••• W•••
Feed of 09/14/2026
At current firm
1 y
since Sep 5, 2025
In the industry
18 y
since May 1, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Columbia, Sc
- A•••••• A••••••• S••••••• formerJul 30, 2010 to Sep 5, 2025 · Columbia, Sc
- E••••• J•••• national BDAug 21, 2008 to Jan 28, 2009 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- E••••• J•••• to A•••••• A••••••• S•••••••left Jan 28, 2009, registered Jul 30, 2010 (548 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address