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A•••••• G•••• C••••
Registered advisorat A••••••••• F•••••••• S•••••••• L••Dual registrant· Kansas City, Mo IAPD 5429716
As of · the IAPD feed; also filed as A••• G•••• M••••••••• G•••• M••••••••• C••••
- At current firm
- 12 y
- In the industry
- 18 y
- Prior registered firms
- 2
- Signals
- 0
since Aug 4, 2014
As of · the IAPD feed; also filed as A••• G•••• M••••••••• G•••• M••••••••• C••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 4, 2014 · Kansas City, Mo
- S•••••••• A••••••• L•• national BDSep 22, 2010 to Aug 5, 2014 · Overland Park, Ks
- A••••••••• F•••••••• S•••••••• L•• national BDMay 14, 2008 to Aug 19, 2010 · Springfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Aug 5, 2014, registered Aug 4, 2014 (-1 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to S•••••••• A••••••• L••left Aug 19, 2010, registered Sep 22, 2010 (34 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address