DFX Intelligence
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Registered advisor
T•• C•••••• P••••••
Feed of 09/14/2026
Also filed as C•••• P••••••••• C•••••• P••••••••• C•••••• P••••••••• C• P••••••••• C• P••••••
At current firm
10 y
since Jan 15, 2016
In the industry
18 y
since Nov 21, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 15, 2016 · Birmingham, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 1, 2013 to Oct 3, 2013 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Oct 3, 2013, registered Jan 15, 2016 (834 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address