B•••• W•••••• S•••••

Feed of 09/15/2026

Also filed as B•••• S••••••••• S••••••••• W• S•••••

At current firm

0 y

since Feb 13, 2026

In the industry

18 y

since Nov 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• I••••••••• I••• former
Dec 6, 2010 to Feb 13, 2026 · Saint Paul, Mn
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 5, 2009 to Dec 9, 2010 · Edina, Mn
A••••••••• A•••••• S•••••••• I••• unclassified
May 28, 2009 to Oct 5, 2009 · Lake Elmo, Mn
W•••• F•••• A••••••• wirehouse
Nov 7, 2007 to May 21, 2009 · Stillwater, Mn

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to U••• B•••••• I••••••••• I•••
left Dec 9, 2010, registered Dec 6, 2010 (-3 days) · Other
A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to A••••••••• A•••••• S•••••••• I•••
left May 21, 2009, registered May 28, 2009 (7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address