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Registered advisor
R•••••• L• M•••••
Feed of 09/14/2026
Also filed as B•••• M••••••••• L••• K••••••••• K••••
At current firm
9 y
since Mar 25, 2017
In the industry
18 y
since Jan 17, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 25, 2017 · West Point, Ms
- M•• F•••••••• S•••••••• I••• formerAug 19, 2011 to Mar 25, 2017 · Columbus, Ms
- L•• F•••••••• L•• BD affiliatedAug 10, 2010 to Jun 10, 2011 · Indianapolis, In
- E••••• J•••• national BDJan 23, 2008 to Aug 4, 2010 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to M•• F•••••••• S•••••••• I•••left Jun 10, 2011, registered Aug 19, 2011 (70 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Aug 4, 2010, registered Aug 10, 2010 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address