DFX Intelligence
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Registered advisor
D•••• A••••• O••••
Feed of 09/14/2026
Also filed as D•••• A• O••••
At current firm
3 y
since Dec 6, 2022
In the industry
18 y
since Feb 29, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• I••••••••• A••••••• L•• state registered currentsince Dec 6, 2022 · Mission Viejo, Ca
- C••••••••• W••••• A•••••••• I••• unclassifiedDec 19, 2013 to Feb 7, 2019 · Dana Point, Ca
- M•• F•••••••• S•••••••• I••• formerJan 10, 2011 to Dec 18, 2013 · Irvine, Ca
- E••••• J•••• national BDMar 13, 2008 to Jan 4, 2011 · Mission Viejo, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• W••••• A•••••••• I••• to O•••• I••••••••• A••••••• L••left Feb 7, 2019, registered Dec 6, 2022 (1398 days) · Other
- M•• F•••••••• S•••••••• I••• to C••••••••• W••••• A•••••••• I•••left Dec 18, 2013, registered Dec 19, 2013 (1 day) · Other
- E••••• J•••• to M•• F•••••••• S•••••••• I•••left Jan 4, 2011, registered Jan 10, 2011 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address