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Registered advisor
K•••• B• O•
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseRolling Hills Estates, Cadual registrantIAPD 5470720
Feed of 09/14/2026
Also filed as K•••• B••••••• O•
At current firm
1 y
since Sep 25, 2024
In the industry
18 y
since Mar 17, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 25, 2024 · Rolling Hills Estates, Ca
- M••••• S•••••• wirehouseJul 10, 2015 to Oct 4, 2024 · Long Beach, Ca
- U•• F•••••••• S••••••• I••• wirehouseDec 9, 2008 to Jul 22, 2015 · Seal Beach, Ca
- M••••• S•••••• • C•• L•• unclassifiedMar 18, 2008 to Dec 8, 2008 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 4, 2024, registered Sep 25, 2024 (-9 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jul 22, 2015, registered Jul 10, 2015 (-12 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Dec 8, 2008, registered Dec 9, 2008 (1 day) · corporate re-registration, not a move
Signals
- ••• LockedOct 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address