DFX Intelligence
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Registered advisor
J••• R• C••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••• C••••••••• R••••• C••••••
At current firm
14 y
since Nov 16, 2011
In the industry
18 y
since Mar 6, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Nov 16, 2011 · Westlake, Tx
- E••••• J•••• national BDMar 20, 2008 to Feb 18, 2011 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C•••••• S••••• • C••• I•••left Feb 18, 2011, registered Nov 16, 2011 (271 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address