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Registered advisor
P•••••• W••••• B•••
Feed of 09/14/2026
Also filed as P•••••• W• B••••••• B••••••••• W• B••••••••• W••••• B••••••••• W• B•••
At current firm
13 y
since Jan 28, 2013
In the industry
18 y
since Apr 29, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 28, 2013 · Sacramento, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 12, 2009 to Jan 28, 2013 · Sacramento, Ca
- M•• F•••••••• S•••••••• I••• formerJun 11, 2009 to Oct 13, 2009 · Sacramento, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJun 16, 2008 to Mar 25, 2009 · Roseville, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 28, 2013, registered Jan 28, 2013 (0 days) · Wirehouse to wirehouse
- M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 13, 2009, registered Oct 12, 2009 (-1 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•• F•••••••• S•••••••• I•••left Mar 25, 2009, registered Jun 11, 2009 (78 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address