DFX Intelligence
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Registered advisor
P•••••• M•••••• A•••••
Feed of 09/15/2026
At current firm
9 y
since Aug 25, 2017
In the industry
18 y
since Apr 7, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 25, 2017 · Greenwood Village, Co
- P••••••••• F•••••••• A••••••• unclassifiedSep 18, 2017 to Jul 29, 2020 · Greenwood Village, Co
- S••••••• F•••••••• S•••••••• I••• formerOct 14, 2015 to Aug 17, 2017 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- P••••••••• F•••••••• A••••••• to no registered destinationleft Jul 29, 2020 · Departure, no registered destination
- S••••••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Aug 17, 2017, registered Aug 25, 2017 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address