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N•••• A•• S•••••••
Registered advisorat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· St. Louis, MoIAPD 5484062
As of · the IAPD feed; also filed as N•••• A•• W••••••••• A•• W••••••••• A•• B••••••••• A•• W••••••
- At current firm
- 1 y
- In the industry
- 17 y
- Prior registered firms
- 1
- Signals
- 0
since Nov 15, 2024
As of · the IAPD feed; also filed as N•••• A•• W••••••••• A•• W••••••••• A•• B••••••••• A•• W••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Nov 15, 2024 · St. Louis, Mo
- M••••• S•••••• wirehouseApr 23, 2014 to Nov 20, 2014 · Clayton, Mo
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••left Nov 20, 2014, registered Nov 15, 2024 (3648 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address