DFX Intelligence
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Registered advisor
D••••• T•••••
Feed of 09/14/2026
Also filed as D••••• J• T••••••••• T••••••••• J••••• T•••••
At current firm
4 y
since Jul 29, 2022
In the industry
18 y
since Jun 20, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 29, 2022 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 26, 2019 to Aug 11, 2022 · Port Jefferson, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 31, 2018 to Apr 12, 2019 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jun 2, 2016 · New York, Ny
- C•••• I••••••••• S••••••• C•••• formerOct 8, 2009 to Oct 1, 2012 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 11, 2022, registered Jul 29, 2022 (-13 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Apr 12, 2019, registered Apr 26, 2019 (14 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedAug 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address