DFX Intelligence
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Registered advisor
M•••••• A• B•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••• A• B••••••••• A• B••••••••• A••••• B•••••••••
At current firm
8 y
since Nov 22, 2017
In the industry
18 y
since Mar 1, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Nov 22, 2017 · Honolulu, Hi
- S•••••••• F••••••••• I••• formerJul 2, 2013 to Nov 28, 2017 · Scottsdale, Az
- E•••••••• A•••••••• L•• national BDApr 30, 2008 to Jul 10, 2013 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Nov 28, 2017, registered Nov 22, 2017 (-6 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to S•••••••• F••••••••• I•••left Jul 10, 2013, registered Jul 2, 2013 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address