DFX Intelligence
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Registered advisor
J••• A•••••• R•••••
Feed of 09/15/2026
Also filed as J••• A• R••••••••• A• R••••••••• A•••••• R••••••••• A• R••••••••• R••••••••• A• R••••••••• A•••••• R••••• P••••••••• A•••••• R••••••••• R•••••
At current firm
6 y
since Oct 1, 2019
In the industry
17 y
since Oct 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Oct 1, 2019 · Greenwood Village, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 8, 2019 to Sep 19, 2019 · El Paso, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••left Sep 19, 2019, registered Oct 1, 2019 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address