DFX Intelligence
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Registered advisor
A••••••••• Z• T••••••
Feed of 09/15/2026
Also filed as A••• T••••••
At current firm
14 y
since Jul 2, 2012
In the industry
18 y
since May 13, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 2, 2012 · Mountlake Terrace, Wa
- C•••• I••••••••• S••••••• C•••• formerJul 30, 2009 to Jun 4, 2012 · Everett, Wa
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 14, 2008 to Mar 25, 2009 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to A••••• A•• P••••••• S•••••••left Jun 4, 2012, registered Jul 2, 2012 (28 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to C•••• I••••••••• S••••••• C••••left Mar 25, 2009, registered Jul 30, 2009 (127 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address