DFX Intelligence
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Registered advisor
C•••• F•••••• I••••
Feed of 09/14/2026
At current firm
4 y
since Sep 22, 2022
In the industry
18 y
since Jul 7, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 22, 2022 · Seattle, Wa
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Sep 23, 2022 · Seattle, Wa
- C•••• I••••••••• S••••••• C•••• formerAug 11, 2011 to Oct 1, 2012 · Seattle, Wa
- M•• F•••••••• S•••••••• I••• formerNov 9, 2009 to Jul 15, 2011 · Bellevue, Wa
- W•••• F•••• I••••••••• L•• unclassifiedJul 15, 2008 to Sep 22, 2009 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 23, 2022, registered Sep 22, 2022 (-1 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to C•••• I••••••••• S••••••• C••••left Jul 15, 2011, registered Aug 11, 2011 (27 days) · Other
- W•••• F•••• I••••••••• L•• to M•• F•••••••• S•••••••• I•••left Sep 22, 2009, registered Nov 9, 2009 (48 days) · Other
Signals
- ••• LockedSep 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address