DFX Intelligence
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Registered advisor
K•• L••••• P•••••
Feed of 09/14/2026
Also filed as K•• L••••• R••••••• L• P••••••••• L••••• P••••••••• L• P•••••
At current firm
2 y
since Jul 3, 2024
In the industry
18 y
since Jul 28, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 3, 2024 · Euless, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 15, 2022 to Feb 1, 2024 · Bethesda, Md
- E•••••••• A•••••••• L•• national BDJul 28, 2008 to Mar 19, 2009 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Feb 1, 2024, registered Jul 3, 2024 (153 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 19, 2009, registered Sep 15, 2022 (4928 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedFeb 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address