DFX Intelligence
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Registered advisor
L•••••• C•••••••• K••••
Feed of 09/14/2026
Also filed as L•••••• C•••••••• H••••••••• C•••••••• H•••••
At current firm
2 y
since Jul 2, 2024
In the industry
18 y
since Apr 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 2, 2024 · St. Louis, Mo
- B••••••••• S•••••••• W•••••• L•• formerMar 20, 2018 to Jul 2, 2024 · Lincoln, Ne
Moves
a registration end followed by a registration begin elsewhere
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Jul 2, 2024, registered Jul 2, 2024 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address