DFX Intelligence
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Registered advisor
M•••••• J• W•••
Feed of 09/15/2026
Also filed as M••• J• W••••••••• J••••• W•••••••• J••••• W••••••••• J••••• G••• W•• W•••
At current firm
1 y
since Feb 14, 2025
In the industry
18 y
since Aug 30, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 14, 2025 · Kapolei, Hi
- C••••• I••••••••• A••••••• L•• BD affiliatedApr 18, 2017 to Feb 10, 2018 · Kahului, Hi
- L•• F•••••••• L•• BD affiliatedJul 5, 2011 to Apr 27, 2017 · Kahului, Hi
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMar 18, 2011 to Jul 5, 2011 · Honolulu, Hi
- A••••••••• F•••••••• S•••••••• L•• national BDSep 1, 2008 to Nov 9, 2009 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Feb 10, 2018, registered Feb 14, 2025 (2561 days) · Other
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Apr 27, 2017, registered Apr 18, 2017 (-9 days) · Other · moved with a team
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left Nov 9, 2009, registered Mar 18, 2011 (494 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address