DFX Intelligence
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Registered advisor
C••••••••• S• B•••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
1 y
since Jul 16, 2025
In the industry
18 y
since Aug 26, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 16, 2025 · Marblehead, Ma
- M••••• S•••••• wirehouseMay 11, 2012 to Jul 17, 2025 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 9, 2008 to May 15, 2012 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jul 17, 2025, registered Jul 16, 2025 (-1 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left May 15, 2012, registered May 11, 2012 (-4 days) · Wirehouse to wirehouse
Signals
- ••• LockedJul 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address