DFX Intelligence
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Registered advisor
A••••• L••••
Feed of 09/14/2026
At current firm
4 y
since Feb 14, 2022
In the industry
16 y
since Dec 8, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Assistant Branch Manager; Vice President/Investmentsreportedstifelpueblo.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Feb 14, 2022 · Pueblo, Co
- M••••• S•••••• wirehouseDec 16, 2009 to Feb 22, 2022 · South Jordan, Ut
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••left Feb 22, 2022, registered Feb 14, 2022 (-8 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedFeb 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address