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F•••••• G••••• B••••
Chartered Financial Analyst
As of · the IAPD feed; also filed as F•••• G••••• B••••••••• G• B••••••••• B••••
- At current firm
- 3 y
- In the industry
- 17 y
- Prior registered firms
- 2
- Signals
- 0
since Jul 24, 2023
As of · the IAPD feed; also filed as F•••• G••••• B••••••••• G• B••••••••• B••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 24, 2023 · West Conshohocken, Pa
- R•• C•••••• M••••••• L•• national BDOct 2, 2012 to Feb 26, 2016 · Boston, Ma
- E•••••••• A•••••••• L•• national BDAug 31, 2009 to Oct 4, 2012 · Wellesley, Ma
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to M••••• S••••••left Feb 26, 2016, registered Jul 24, 2023 (2705 days) · Affiliated broker-dealer or bank to wirehouse
- E•••••••• A•••••••• L•• to R•• C•••••• M••••••• L••left Oct 4, 2012, registered Oct 2, 2012 (-2 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address