DFX Intelligence
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Registered advisor
R••• C•••••• H••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R••• C•••••• H••••••••• H••••
At current firm
7 y
since Jan 16, 2019
In the industry
18 y
since May 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
30
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jan 16, 2019 · Pittsburgh, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 28, 2011 to Jan 28, 2019 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Jan 28, 2019, registered Jan 16, 2019 (-12 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address