DFX Intelligence
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M•••••• J• C•••••••••
Certified Financial Planner
As of · the IAPD feed; also filed as M•••••• J••••• C••••••••• J• C••••••••• C••••••••• J• C•••••••••
- At current firm
- 5 y
- In the industry
- 15 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 16, 2021
As of · the IAPD feed; also filed as M•••••• J••••• C••••••••• J• C••••••••• C••••••••• J• C•••••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Apr 16, 2021 · Melville, Ny
- W•••• F•••• A••••••• wirehouseFeb 15, 2013 to Nov 8, 2016 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 8, 2016, registered Apr 16, 2021 (1620 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address