DFX Intelligence
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Registered advisor
K•••• B• A••••••
Feed of 09/14/2026
At current firm
15 y
since Jul 14, 2011
In the industry
18 y
since Aug 25, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 14, 2011 · San Diego, Ca
- U•• F•••••••• S••••••• I••• wirehouseDec 1, 2008 to Jul 25, 2011 · La Jolla, Ca
- M••••• S•••••• • C•• L•• unclassifiedAug 26, 2008 to Dec 3, 2008 · La Jolla, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jul 25, 2011, registered Jul 14, 2011 (-11 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Dec 3, 2008, registered Dec 1, 2008 (-2 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address