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Registered advisor
J••••••• W•••••• B••••••
Feed of 09/14/2026
Also filed as J••••••• B••••••
At current firm
9 y
since Feb 8, 2017
In the industry
18 y
since Sep 11, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Feb 8, 2017 · Dallas, Tx
- E•••••••• A•••••••• L•• national BDSep 11, 2008 to Jun 13, 2011 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to M••••• S••••••left Jun 13, 2011, registered Feb 8, 2017 (2067 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address