DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K•••• L• H•••••
Feed of 09/14/2026
Also filed as K•••• L••••• H••••••••• M••••••• L•••••
At current firm
0 y
since Feb 25, 2026
In the industry
17 y
since Nov 24, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Feb 25, 2026 · Lexington, Ky
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 15, 2009 to Feb 27, 2026 · Lexington, Ky
- J••• M••••• S••••••••• L•• wirehouseDec 2, 2008 to Sep 2, 2009 · Lexington, Ky
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Feb 27, 2026, registered Feb 25, 2026 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 2, 2009, registered Sep 15, 2009 (13 days) · Wirehouse to wirehouse
Signals
- ••• LockedFeb 27, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address