DFX Intelligence
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Registered advisor
Y••••••••• H••••
Feed of 09/14/2026
Also filed as Y••• H••••••••• E•••• H••••
At current firm
5 y
since Feb 5, 2021
In the industry
18 y
since Jul 1, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Feb 5, 2021 · Columbus, Oh
- J••• M••••• S••••••••• L•• wirehouseMay 9, 2018 to Oct 23, 2019 · Columbus, Oh
- R•••••• J•••• • A••••••••• I••• national BDJul 23, 2013 to May 9, 2018 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••left May 9, 2018, registered May 9, 2018 (0 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address