DFX Intelligence
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Registered advisor
A••••• C••••••••• S•••••••
Feed of 09/14/2026
At current firm
7 y
since Nov 8, 2018
In the industry
18 y
since Aug 29, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• H•••••• I••••••••• M••••••••• L•• asset manager currentsince Nov 8, 2018 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerJan 11, 2016 to Nov 8, 2018 · Boston, Ma
- S••••••• I••••••••• I••• formerNov 2, 2012 to Dec 31, 2014 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• I••• to M••••••• I••••••••• M••••••••• ••• L••left Dec 31, 2014, registered Jan 11, 2016 (376 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address