DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
John Hancock Investment Management LLC
Latest filing Mar 25, 2026
First filing on the tape Mar 30, 2012 · 50 filings
SEC status approved since Dec 12, 1971
RAUM
$212B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
171
registered through the firm on IAPD
RAUM per advisor
$1.2B
derived; firm RAUM over IAPD count
Employees
357
28 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$212B as of Mar 25, 2026
Mar 30, 2012$20B then
HNW client RAUM: no history
State-registered IARs (5.B.3)168 as of Mar 25, 2026
Mar 30, 20120 then
Employees (5.A)357 as of Mar 25, 2026
Mar 28, 201328 then
Private funds: no history
RAUM +4.9% over the last fiscal year+5.3% a year over threeIARs 172 to 168
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $1.2BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 171.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- -2.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$212B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 126reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=183.0derived
Advisors registered through the firm
173 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Peter Scott Winters | Boston, Ma | Nov 8, 2018 | 32 y | 1 |
| Jeffrey David Fox | Glen Ellyn, Il | Nov 8, 2018 | 33 y | 2 |
| Marc Carlson Danile | West University Place, Tx | Nov 8, 2018 | 35 y | 4 |
| Jonathan Robert Davis | Wakefield, Ma | Nov 8, 2018 | 12 y | 4 |
| Robert Charles Labadini | Madeira, Oh | Nov 8, 2018 | 14 y | 2 |
| Julie Elizabeth Cronin | Chicago, Il | Nov 8, 2018 | 35 y | 2 |
| William R. Mcdonough | Boston, Ma | Nov 8, 2018 | 18 y | 1 |
| Patrick J Verdon | Boston, Ma | Nov 8, 2018 | 13 y | 3 |
| Brian Edward Parker | Luthrville-Timonium, Md | Nov 8, 2018 | 16 y | 2 |
| Robert William Barnes | Jamaica, Vt | Nov 8, 2018 | 21 y | 2 |
| Carl James Carilli | Boston, Ma | Nov 8, 2018 | 20 y | 3 |
| Jonathan Andrew Lawrance | Boston, Ma | Nov 8, 2018 | 16 y | 2 |
| Brendon Patrick Donovan | Boston, Ma | Nov 8, 2018 | 21 y | 1 |
| Robert Cooper Umberger | Wellesley, Ma | Nov 8, 2018 | 21 y | 2 |
| Michael Thomas WondolowskiCertified Financial Planner | Boston, Ma | Nov 8, 2018 | 24 y | 2 |
| John Edward Zembron | Medfield, Ma | Nov 8, 2018 | 21 y | 2 |
| Nathan John Fallica | Lynnfield, Ma | Nov 8, 2018 | 21 y | 2 |
| Parker Whittemore Sides | Boston, Ma | Nov 8, 2018 | 24 y | 1 |
| Isaac Persaud Sham | Foxboro, Ma | Nov 8, 2018 | 22 y | 2 |
| Sean Michael Farley | Boston, Ma | Nov 8, 2018 | 33 y | 2 |
| Craig A January | Mars, Pa | Nov 8, 2018 | 20 y | 1 |
| Michael William Farley | Boston, Ma | Nov 8, 2018 | 22 y | 2 |
| Walter Lee Small | Boston, Ma | Nov 8, 2018 | 26 y | 1 |
| Douglas Hugh Thompson | Boston, Ma | Nov 8, 2018 | 30 y | 3 |
| Daniel Mark Cohen | Rockville, Md | Nov 8, 2018 | 27 y | 4 |
| Christopher Glenn Lane | Boston, Ma | Nov 8, 2018 | 19 y | 3 |
| Christopher Francis Kerger | Boston, Ma | Nov 8, 2018 | 28 y | 3 |
| Timothy J Sheehy | Boston, Ma | Nov 8, 2018 | 21 y | 2 |
| Brad Roland Begin | Boston, Ma | Nov 8, 2018 | 25 y | 3 |
| Jason Michael Mckinney | Londonderry, Nh | Nov 8, 2018 | 25 y | 5 |
| Christopher Joseph Siegel | Boston, Ma | Nov 8, 2018 | 14 y | 1 |
| Ryan Daniel Kane | Columbus, Oh | Nov 8, 2018 | 15 y | 1 |
| David Garff Owens | Salt Lake City, Ut | Nov 8, 2018 | 25 y | 3 |
| Peter Charles Neal | Boston, Ma | Nov 8, 2018 | 14 y | 1 |
| Steven R Millhouse | Boston, Ma | Nov 8, 2018 | 14 y | 3 |
| Kyle Lawrence Reinheimer | Boston, Ma | Nov 8, 2018 | 12 y | 2 |
| Glen Frain Gregory | Mt Pleasant, Sc | Nov 8, 2018 | 24 y | 1 |
| Trevor Charles Donnelly | Boston, Ma | Nov 8, 2018 | 12 y | 1 |
| Scott Anthony Brandies | Boston, Ma | Nov 8, 2018 | 21 y | 1 |
| Peter Michael Hughan | Norwell, Ma | Nov 8, 2018 | 26 y | 2 |
Advisor movement
13 left, 5 joined in 12 months
net -8 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 7.6% of current headcount49 left over 36 months
Left, latest
- Ian Rinaldi Moreau to Dimensional Fund Advisors LPSep 8, 2026 · Other
- Ian Stephens to Commonwealth Financial NetworkMay 25, 2026 · Other
- Maurice P Saluan to T. Rowe Price Associates, Inc.Apr 13, 2026 · Other
- Jordan Patrick Mains to Capital Client Group, Inc.Apr 9, 2026 · Other
- Andrew Chipman to Neuberger Berman Bd LLCApr 1, 2026 · Other
- Nicholas Glueckler to Sequoia Financial Group, L.L.C.Mar 23, 2026 · Other
- Robynn Rene Vande Krol to Principal Asset ManagementMar 16, 2026 · Other
- Michael A Green to Pacer Advisors, Inc.Feb 2, 2026 · Other
- Patrick Mueller to Mfs Institutional Advisors Inc.Dec 17, 2025 · Other
- Alexa M Fitzgerald to Natixis Advisors, LLCNov 10, 2025 · Other
- Connor James Jackson to Focused Alpha, LLCNov 5, 2025 · Other
- Sava Stephen Radakovich to Capital Client Group, Inc.Sep 30, 2025 · Other
- Francis Cameron Lemieux to Columbia Management Investment Advisers, LLCSep 29, 2025 · Other
- Emma R Smith to Raymond James & Associates, Inc.Aug 7, 2025 · Other
- Hutchens John Torregrosa to UBS Financial Services Inc.Jul 8, 2025 · Other
Joined, latest
- Christian D Holstein from T. Rowe Price Associates, Inc.Jun 17, 2026 · Other
- Matthew M Zorumski from Proshare Advisors LLCMay 28, 2026 · Other
- Eric Douglas Larsen from Invesco Advisers, Inc.May 20, 2026 · Other
- Dylan Delaney from Commonwealth Financial NetworkMar 4, 2026 · Other
- Anthony Michael Iskandar from Mfs Institutional Advisors Inc.Dec 18, 2025 · Other
- David Liam Parker Emerson from Columbia Management Investment Advisers, LLCAug 26, 2025 · Other
- Michael Tran from Amundi Asset Management US, Inc.May 7, 2025 · Other
- George Dwight Moore from Putnam Investment Management, LLCMay 7, 2025 · Other
- Lloyd Lewen Silk from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 25, 2025 · Other
- Lance N Hill from T. Rowe Price Associates, Inc.Mar 28, 2025 · Other
- Shane Michael Donohue from Amundi Asset Management US, Inc.Mar 21, 2025 · Other
- Connor Diamond from Columbia Management Investment Advisers, LLCJan 17, 2025 · Other
- Megan Amy Hopps from Hartford FundsJan 15, 2025 · Other
- Jeffrey Kinberg from Amundi Asset Management US, Inc.Jan 2, 2025 · Other
- Lauren Elizabeth Miller from Principal Asset ManagementOct 29, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Kristie Feinberg · Director, President And Chief Executive Officercontrolsince 05/2023 · owns less than 5%
- Joseph Philip Fontana · Directorcontrolsince 11/2020 · owns less than 5%
- John Andrew Mcfetridge · Directorcontrolsince 10/2023 · owns less than 5%
- Howard Jeffrey Nataupsky · Chief Financial Officercontrolsince 10/2024 · owns less than 5%
- Anne Betsy Seel · Chief Legal Counselcontrolsince 10/2024 · owns less than 5%
- Edmund Trevor Swanberg · Chief Compliance Officercontrolsince 07/2020 · owns less than 5%
Entity owners
- John Hancock Subsidiaries LLC · Memberdirect · owns 75% or more
- John Hancock Financial Corporation · Shareholderindirect · owns 75% or more of The Manufacturers Investment Corporation
- John Hancock Life Insurance Company (U.S.A.) · Memberindirect · owns 75% or more of John Hancock Subsidiaries LLC
- Manulife Financial Corporation · Shareholderindirect · owns 75% or more of The Manufacturers Life Insurance Company (Canada) · public reporting company
- Manulife Holdings (Alberta) Limited · Shareholderindirect · owns 75% or more of John Hancock Financial Corporation
- The Manufacturers Investment Corporation · Shareholderindirect · owns 75% or more of John Hancock Life Insurance Company (U.S.A.)
- The Manufacturers Life Insurance Company (Canada) · Shareholderindirect · owns 75% or more of Manulife Holdings (Alberta) Limited
Related persons
Schedule D 7.A
- John Hancock Distributors LLCbroker-dealern
- John Hancock Investment Management Distributors LLCbroker-dealern
- John Hancock Life Insurance Company (U.S.A.)bankpooled vehicle sponsorreal estatey
- John Hancock Personal Financial Services, LLCinvestment advisernRAUM $2.2B
- John Hancock Trust Companyn
- John Hancock Variable Trust Advisers LLCinvestment adviserbanknRAUM $69B
- Manulife Investment Management (Europe) Limitedinvestment advisern
- Manulife Investment Management (Hong Kong) Limitedinvestment advisern
- Manulife Investment Management (North America) Limitedinvestment adviserbanknRAUM $378M
- Manulife Investment Management (US) LLCinvestment adviserbankpooled vehicle sponsornRAUM $228B
- Manulife Investment Management Limitedinvestment adviserbankpooled vehicle sponsorn
- Manulife Investment Management Private Markets (US) LLCinvestment adviserbanknRAUM $48B
- Manulife John Hancock Brokerage Services LLCbroker-dealern
Advisers that list John Hancock Investment Management LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 173 | 37 | 8 | ||
| Tempe, Az | 28 | 15 | 3 | ||
| Phoenix, Az | 11 | 7 | 0 | ||
| Scottsdale, Az | 9 | 3 | 0 | ||
| South Boston, Ma | 8 | 6 | 0 | ||
| Brighton, Ma | 3 | 2 | 0 | ||
| Scituate, Ma | 3 | 1 | 0 | ||
| Columbus, Oh | 2 | 1 | 0 | ||
| Medfield, Ma | 2 | 0 | 0 | ||
| Nashville, Tn | 2 | 0 | 0 | ||
| Bloomfield Hills, Mi | 2 | 0 | 0 | ||
| Quincy, Ma | 2 | 1 | 0 | ||
| Atlanta, Ga | 1 | 0 | 0 | ||
| Marshfield, Ma | 1 | 0 | 0 | ||
| Austin, Tx | 0 | 0 | 1 | ||
| Chesterfiled, Mo | 0 | 0 | 0 | ||
| East Lansing, Mi | 0 | 0 | 0 | ||
| Johns Creek, Ga | 0 | 0 | 0 | ||
| La Jolla, Ca | 0 | 0 | 0 | ||
| Leawood, Ks | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 25, 2026accounts (Item 5.F.2.f) moved from 35,239.0 to 126.0 (-100.0%) between the annual amendments of 2025-03-21 and 2026-03-25; the peer median change was +4.0% (111 comparable advisers, 0.0th percentile of changes)peers: asset managers, $20B and over (111) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 35,239 to 126Dec 17, 2025 to Mar 25, 2026
- BD registered reps · 181 to 183Dec 17, 2025 to Mar 25, 2026
- Individual clients · 35105.0 to unsetDec 17, 2025 to Mar 25, 2026
- Employees · 363 to 357Dec 17, 2025 to Mar 25, 2026
- State-registered IARs · 172 to 168Dec 17, 2025 to Mar 25, 2026
- Discretionary RAUM · $202B to $212BDec 17, 2025 to Mar 25, 2026
- Individual RAUM · 5596022484.0 to unsetDec 17, 2025 to Mar 25, 2026
- RAUM · $202B to $212BDec 17, 2025 to Mar 25, 2026
- Wrap assets (manager) · $5.6B to $0Dec 17, 2025 to Mar 25, 2026
- Financial planning clients · unset to Mar 21, 2025 to Jun 27, 2025
- Accounts · 28,802 to 35,239Nov 13, 2024 to Mar 21, 2025
- Advisory employees · 34 to 28Nov 13, 2024 to Mar 21, 2025
- BD registered reps · 209 to 181Nov 13, 2024 to Mar 21, 2025
- Individual clients · 28,672 to 35,105Nov 13, 2024 to Mar 21, 2025
- Employees · 403 to 363Nov 13, 2024 to Mar 21, 2025
- State-registered IARs · 194 to 172Nov 13, 2024 to Mar 21, 2025
- Discretionary RAUM · $190B to $202BNov 13, 2024 to Mar 21, 2025
- Individual RAUM · $4.1B to $5.6BNov 13, 2024 to Mar 21, 2025
- RAUM · $190B to $202BNov 13, 2024 to Mar 21, 2025
- Wrap assets (manager) · $4.1B to $5.6BNov 13, 2024 to Mar 21, 2025
- Accounts · 22,073 to 28,802Jan 18, 2024 to Mar 28, 2024
- Advisory employees · 50 to 34Jan 18, 2024 to Mar 28, 2024
- BD registered reps · 189 to 209Jan 18, 2024 to Mar 28, 2024
- Individual clients · 21,940 to 28,672Jan 18, 2024 to Mar 28, 2024
- Employees · 394 to 403Jan 18, 2024 to Mar 28, 2024
- State-registered IARs · 171 to 194Jan 18, 2024 to Mar 28, 2024
- Discretionary RAUM · $182B to $190BJan 18, 2024 to Mar 28, 2024
- Individual RAUM · $3.0B to $4.1BJan 18, 2024 to Mar 28, 2024
- RAUM · $182B to $190BJan 18, 2024 to Mar 28, 2024
- Wrap assets (manager) · $3.0B to $4.1BJan 18, 2024 to Mar 28, 2024
- Accounts · 14,374 to 22,073Jul 28, 2022 to Mar 30, 2023
- Advisory employees · 48 to 50Jul 28, 2022 to Mar 30, 2023
- BD registered reps · 202 to 189Jul 28, 2022 to Mar 30, 2023
- Individual clients · 14,233 to 21,940Jul 28, 2022 to Mar 30, 2023
- Employees · 383 to 394Jul 28, 2022 to Mar 30, 2023
- State-registered IARs · 183 to 171Jul 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $225B to $182BJul 28, 2022 to Mar 30, 2023
- Individual RAUM · $2.1B to $3.0BJul 28, 2022 to Mar 30, 2023
- RAUM · $225B to $182BJul 28, 2022 to Mar 30, 2023
- Wrap assets (manager) · $2.1B to $3.0BJul 28, 2022 to Mar 30, 2023
Signals
60 dated events
- Garrett Lincoln registered as an investment adviser representative at John Hancock Investment Management LlcSep 16, 2026 · Advisor registered · fact
- Joseph Anthony Donovan registered as an investment adviser representative at John Hancock Investment Management LlcSep 16, 2026 · Advisor registered · fact
- Ian Rinaldi Moreau left John Hancock Investment Management LLC for Dimensional Fund Advisors LP (registered 2026-09-15)Sep 8, 2026 · Advisor changed firm · fact
- Ian Stephens left John Hancock Investment Management Llc for Commonwealth Financial Network (registered 2026-07-30)May 25, 2026 · Advisor changed firm · fact
- Maurice P Saluan left John Hancock Investment Management Llc for T. Rowe Price Associates, Inc. (registered 2026-04-22)Apr 13, 2026 · Advisor changed firm · fact
- Jordan Patrick Mains left John Hancock Investment Management Llc for Capital Client Group, Inc. (registered 2026-06-04)Apr 9, 2026 · Advisor changed firm · fact
- Andrew Chipman left John Hancock Investment Management Llc for Neuberger Berman Bd Llc (registered 2026-04-09)Apr 1, 2026 · Advisor changed firm · fact
- Nicholas Glueckler left John Hancock Investment Management Llc for Sequoia Financial Group, L.L.C. (registered 2026-04-13)Mar 23, 2026 · Advisor changed firm · fact
- Robynn Rene Vande Krol left John Hancock Investment Management Llc for Principal Asset Management (registered 2026-03-26)Mar 16, 2026 · Advisor changed firm · fact
- Michael A Green left John Hancock Investment Management Llc for Pacer Advisors, Inc. (registered 2026-01-30)Feb 2, 2026 · Advisor changed firm · fact
- Patrick Mueller left John Hancock Investment Management Llc for Mfs Institutional Advisors Inc. (registered 2026-01-27)Dec 17, 2025 · Advisor changed firm · fact
- Alexa M Fitzgerald left John Hancock Investment Management Llc for Natixis Advisors, Llc (registered 2025-11-20)Nov 10, 2025 · Advisor changed firm · fact
- Connor James Jackson left John Hancock Investment Management Llc for Focused Alpha, Llc (registered 2026-01-13)Nov 5, 2025 · Advisor changed firm · fact
- Sava Stephen Radakovich left John Hancock Investment Management Llc for Capital Client Group, Inc. (registered 2025-10-21)Sep 30, 2025 · Advisor changed firm · fact
- Francis Cameron Lemieux left John Hancock Investment Management Llc for Columbia Management Investment Advisers, Llc (registered 2025-10-06)Sep 29, 2025 · Advisor changed firm · fact
- Emma R Smith left John Hancock Investment Management Llc for Raymond James & Associates, Inc. (registered 2025-10-08)Aug 7, 2025 · Advisor changed firm · fact
- Hutchens John Torregrosa left John Hancock Investment Management Llc for Ubs Financial Services Inc. (registered 2025-10-29)Jul 8, 2025 · Advisor changed firm · fact
- Samuel A Hall left John Hancock Investment Management Llc for Edward Jones (registered 2025-06-17)Jun 6, 2025 · Advisor changed firm · fact
- Adam L Salach left John Hancock Investment Management Llc for Blackrock Investment Management, Llc (registered 2025-05-02)Apr 25, 2025 · Advisor changed firm · fact
- Anthony Joseph Albano left John Hancock Investment Management Llc for Capital Client Group, Inc. (registered 2025-04-22)Apr 1, 2025 · Advisor changed firm · fact
- Daniel Mcatamney left John Hancock Investment Management Llc for Invesco Advisers, Inc. (registered 2025-04-04)Mar 28, 2025 · Advisor changed firm · fact
- Ryan Joseph Thelen left John Hancock Investment Management Llc for Mfs Institutional Advisors Inc. (registered 2025-04-17)Mar 4, 2025 · Advisor changed firm · fact
- Wesley Jopseh Mcdonough left John Hancock Investment Management Llc for Raymond James Financial Services Advisors, Inc (registered 2025-05-06)Feb 26, 2025 · Advisor changed firm · fact
- Sophia Bellofatto left John Hancock Investment Management Llc for Ameriprise Financial Services, Llc (registered 2025-03-13)Feb 24, 2025 · Advisor changed firm · fact
- Taylor Robert Thomison left John Hancock Investment Management Llc for Edward Jones (registered 2025-02-28)Feb 6, 2025 · Advisor changed firm · fact
- Jordan Marc Zeledon left John Hancock Investment Management Llc for Allspring Funds Management, Llc (registered 2025-05-27)Jan 21, 2025 · Advisor changed firm · fact
- Sheila Marand Fountain left John Hancock Investment Management Llc for Hartford Funds (registered 2025-04-03)Jan 6, 2025 · Advisor changed firm · fact
- Jeffrey Giddings left John Hancock Investment Management Llc for Ameriprise Financial Services, Llc (registered 2025-02-21)Dec 31, 2024 · Advisor changed firm · fact
- Jordan N Chambers left John Hancock Investment Management Llc for D.A. Davidson & Co. (registered 2024-12-19)Dec 16, 2024 · Advisor changed firm · fact
- Jose Collazo left John Hancock Investment Management Llc for Pgim Investments Llc (registered 2026-03-09)Dec 13, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- John Hancock Investment Management LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/manulife-john-hancock-investmentsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- johnhancock.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-663-3000reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.2Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026