DFX Intelligence
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Registered advisor
W•••••• B••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
11 y
since Mar 2, 2015
In the industry
17 y
since Sep 29, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 2, 2015 · Los Angeles, Ca
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 15, 2010 to Jan 16, 2015 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseOct 9, 2008 to Mar 11, 2009 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Jan 16, 2015, registered Mar 2, 2015 (45 days) · Other
- W•••• F•••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••left Mar 11, 2009, registered Apr 15, 2010 (400 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address