DFX Intelligence
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Registered advisor
J••••• E•••• L••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••• E•••• L••••••••• L••••
At current firm
1 y
since May 13, 2025
In the industry
18 y
since Aug 27, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince May 13, 2025 · Jersey City, Nj
- T• A••••••••• I••• formerOct 20, 2016 to Oct 14, 2022 · New York, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 13, 2016 to Sep 7, 2023 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseDec 10, 2014 to Jul 28, 2015 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 7, 2023, registered Oct 20, 2016 (-2513 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to S••••• W••••• A•••••••• I•••left Oct 14, 2022, registered May 13, 2025 (942 days) · channel change inside one enterprise, not a move
- U•• F•••••••• S••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 28, 2015, registered Oct 13, 2016 (443 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address