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Registered advisor
M•••••• R• O••••••••
Feed of 09/14/2026
Also filed as M••• O••••••••
At current firm
1 y
since Oct 2, 2024
In the industry
18 y
since Sep 5, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 2, 2024 · Scottsdale, Az
- A••••••••• F•••••••• S•••••••• L•• national BDJul 20, 2017 to Oct 4, 2024 · Scottsdale, Az
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 19, 2017 to Jul 24, 2017 · Tempe, Az
- S•••••••• F••••••••• I••• formerNov 4, 2014 to Dec 15, 2015 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Oct 4, 2024, registered Oct 2, 2024 (-2 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jul 24, 2017, registered Jul 20, 2017 (-4 days) · Other · moved with a team
- S•••••••• F••••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 15, 2015, registered May 19, 2017 (521 days) · Other
Signals
- ••• LockedOct 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address