DFX Intelligence
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Registered advisor
J•••••• D• A••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
2 y
since Mar 21, 2024
In the industry
17 y
since Oct 20, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Chandler, Az
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to May 15, 2019 · Mesa, Az
- C•••• I••••••••• S••••••• C•••• formerFeb 14, 2011 to Oct 1, 2012 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left May 15, 2019, registered Mar 21, 2024 (1772 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address