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Registered advisor
C••••••••• H•••••••
Feed of 09/14/2026
Also filed as C••••••••• J• H••••••••• J•••• H•••••••
At current firm
9 y
since May 30, 2017
In the industry
15 y
since Aug 29, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince May 30, 2017 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 7, 2013 to May 24, 2016 · New York, Ny
- E•••••••• A•••••••• L•• national BDOct 22, 2012 to Apr 2, 2013 · Bloomfield, Nj
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 14, 2011 to Oct 12, 2012 · Jersey City, Nj
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 2, 2013, registered Nov 7, 2013 (219 days) · Affiliated broker-dealer or bank to wirehouse
- V••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••left Oct 12, 2012, registered Oct 22, 2012 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address