DFX Intelligence
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Registered advisor
R••• E••••• M••••••
Feed of 09/14/2026
At current firm
13 y
since Aug 16, 2013
In the industry
17 y
since Dec 31, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 16, 2013 · Franklin, Tn
- M•• F•••••••• S•••••••• I••• formerFeb 16, 2012 to Aug 20, 2013 · Memphis, Tn
- E••••• J•••• national BDJan 14, 2009 to Nov 2, 2011 · Franklin, Tn
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Aug 20, 2013, registered Aug 16, 2013 (-4 days) · Other
- E••••• J•••• to M•• F•••••••• S•••••••• I•••left Nov 2, 2011, registered Feb 16, 2012 (106 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address