DFX Intelligence
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Registered advisor
L•••• S•••••• P•••
Feed of 09/14/2026
Also filed as L•••• A• S••••••••• P••••••••• A•••••• S••••••••• S• P•••
At current firm
0 y
since Oct 27, 2025
In the industry
17 y
since Nov 7, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Oct 27, 2025 · Fairfax, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 2, 2021 to May 29, 2024 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 7, 2014 to Mar 13, 2019 · Great Falls, Va
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left May 29, 2024, registered Oct 27, 2025 (516 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedMay 29, 2024 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address