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J••• T••••• A•••••••••

Registered advisorat J••• M••••• S••••••••• L••Dual registrant· Austin, Tx IAPD 5630014
At current firm
2 y
since Feb 24, 2024
In the industry
20 y
Prior registered firms
0
Signals
0
As of · the IAPD feed; also filed as J••• T• A••••••••• T• A•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Recruiter brief
facts first, then what DFX measured about them; never a statement of intent
  • ••• Locked
  • ••• Locked
Recruiting value
  • Practice attractivenesssome
    17.1 years in the industry
  • Team depthnone
    0 of the 0 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
  • Entrepreneurial profilesome
    Details are shown to subscribers.
  • Real estate activitysome
    Details are shown to subscribers.
  • Contactabilityweak
    Published: no published contact point.
Movement evidence
  • Movement signalnone
    0 of 0 dated or circumstantial readings historically went with moving. The forward-tested move model places this advisor in its Baseline band.
  • Recent change activitynone
    Details are shown to subscribers.
  • Independence preparationnone
    No concrete evidence of preparation for independence.
  • Historical mobilitynone
    0 prior firms.
Career
  • 17.1 years in the industry
  • 2.6 years at the current firm
  • 0 prior registered firms
Source: the per-person IAPD record (broker and adviser registrations)
Licensing and credentials
  • Registered in 51 states (firm median 2)
  • Exams: SIE, Series 10, Series 63, Series 65, Series 7, Series 9
  • Supervisory exams: Series 10, Series 9
  • Registered as a broker as well as an adviser
Source: IAPD individual feed and the per-person IAPD record
Around this advisor
  • No recent movement observed around this advisor.
Regulatory record

Shown to subscribers, with the official record linked.

Outside business and network
what the advisor disclosed on Form U4, and what the public record says each company is
Observed business footprint
  • 6 disclosed outside organisations
  • Owner, founder or manager of 1
  • Board, trustee or officer seat at 5
  • 1 also disclosed by other registered advisors
Why it may matter
  • someEntrepreneurial activityOwns, founded or manages 1 business entity outside the advisory practice (self-disclosed on Form U4).
  • someReal estate activity1 real-estate entity disclosed.
  • someExternal business breadthOutside business spans 1 category: real estate.
  • strongCommunity and board roles5 board, trustee or officer roles in outside organisations.
View all 6 outside organisations
  • C•••••• C•••••• I• L••Real estate
    Owner, Member, Manager · since 2012-01-01

    Ownership and management of a single residential rental property placed in an LLC. (the advisor's own disclosure)

    Owns or founded a real-estate entity outside the advisory practice.

    self-disclosed on Form U4
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    No dated event on this person.
    Transition signals

    Mobility scoring is not published yet.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    Wirehousederived
    Years in industry
    20derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote