DFX Intelligence
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Registered advisor
S•••• N• G•••••••
Feed of 09/15/2026
Also filed as S•••• N••••••• G••••••••• G••••••••• N••••••• G•••••••
At current firm
8 y
since Nov 30, 2017
In the industry
12 y
since Apr 24, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Nov 30, 2017 · St. Louis, Mo
- E••••• J•••• national BDOct 3, 2016 to Nov 29, 2016 · Highland, Il
- S•••••• N••••••• • C••••••• I••••••••• national BDApr 28, 2014 to Oct 5, 2016 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to E••••• J••••left Oct 5, 2016, registered Oct 3, 2016 (-2 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address